Sycamore Tree Capital Partners (Sycamore Tree), a specialist asset manager with expertise in private and alternative credit investments, announced today that Alex Gendzier has joined the firm in the ...

In lieu of mandatory compliance checks, DeSantis is proposing people obtain a “Florida Freedom” decal for their boats at ...

Jonathan Reyes, the Chief Compliance Officer of StartEngine Crowdfunding, Inc. (OTC:STGC), recently executed a series of stock transactions, according to a filing with the Securities and Exchange ...

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

Matt Miner developed deep expertise in white-collar crime as a partner at Morgan, Lewis & Bockius and White & Case and as a ...

Peapack-Gladstone Financial and Peapack Private Bank hired John Soffronoff as enterprise risk and compliance officer ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

Artificial intelligence reached another milestone at the start of February, this one particularly relevant for corporate ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...

Audit, risk and compliance officers understand that artificial intelligence is here to stay. Regardless of your industry, location, organization size or structure, AI is going to be part of your ...