Lowell M. Smith Jr. is chief compliance officer and co-founder of IRALOGIX. His previous experience includes working for the ERISA enforcement agency in the U.S. Department of Labor. He created a ...

A man who posed as chief compliance officer of Manhattan’s “Dominion ... But despite boasting an address in Manhattan’s financial district, Dominion was a fraud.

Resorts World Las Vegas has named a new chief compliance ... as chief executive officer in January. Carlos Castro was appointed chief operating officer and chief financial officer the following ...

HSBC has appointed Richard Blackburn as group chief risk and compliance officer, the bank said on Thursday, confirming him in a role he has held on an interim basis since January.