Pax8 Chief Legal Officer Carrie Schiff called Marianne Wolf "a well-established leader in compliance among tech firms." ...

Jonathan Reyes, the Chief Compliance Officer of StartEngine Crowdfunding, Inc. (OTC:STGC), recently executed a series of stock transactions, according to a filing with the Securities and Exchange ...

Sycamore Tree Capital Partners (Sycamore Tree), a specialist asset manager with expertise in private and alternative credit investments, announced today that Alex Gendzier has joined the firm in the ...

The award-winning Compliance into the Weeds is the only weekly podcast that takes a deep dive into a compliance-related topic, literally going ...

In lieu of mandatory compliance checks, DeSantis is proposing people obtain a “Florida Freedom” decal for their boats at ...

Matt Miner developed deep expertise in white-collar crime as a partner at Morgan, Lewis & Bockius and White & Case and as a ...

At the heart of this innovation is Employee360™, a first-of-its-kind compliance dashboard that provides Chief Compliance Officers (CCOs) with a single, comprehensive view of employee activity, risk, ...

Artificial intelligence reached another milestone at the start of February, this one particularly relevant for corporate ...

Peapack-Gladstone Financial and Peapack Private Bank hired John Soffronoff as enterprise risk and compliance officer ...

Compliance and trade surveillance is a focus area for Trading Technologies, a SaaS provider to the global capital markets ...