The SEC’s September 17, 2024, actions signal its commitment to penalize non-compliance, while encouraging market participants to self-report violations. On September 17, 2024, the US Securities and ...
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21Shares seeks SEC approval for new XRP ETF
US SEC records show 21Shares made amendment No. 3 to the S-1 registration statement, which governs the launch of new ETFs ...
On December 20, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges issued against one registered investment adviser and two private companies for failing to file ...
Latch, Inc., which has rebranded as DOOR ("DOOR" or the "Company"), today announced that the Company filed its Annual Report ...
U.S. Securities and Exchange Commission Acting Chairman Mark T. Uyeda created a crypto task force charged with developing a comprehensive and clear regulatory framework for crypto assets, the agency ...
Medline Inc. announced today that it has publicly filed a registration statement on Form S-1 with the Securities and Exchange ...
The Securities and Exchange Commission has added a section to its 18-part frequently asked questions page to help registered municipal advisors complete Forms MA, MA-I and MA-NR. "In our efforts to ...
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