State AG, SEC reach $106M settlement from investment adviser Vanguard Group
More than 15,000 New York investors, including 2,700 Long Islanders, were forced to pay higher capital gains taxes ...
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to ...
Vanguard fined more than $100 million by SEC over violations involving target date retirement funds
The violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target ...
Vanguard to pay $106.4 million to settle US SEC charges, regulator says
The SEC found that retail investors in certain Vanguard target retirement funds faced higher tax liabilities and were ...
Vanguard to pay $106M to settle SEC charges over TRF disclosure violations
Vanguard to pay $106.41M penalty for misleading investors on capital gains distributions and tax consequences in target date ...
Vanguard to Pay $106 Million in Restitution to Retirement Fund Investors
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
Vanguard fined $106M over retirement fund disclosure violations
The Malvern investment giant was accused of alleged misleading statements to retail investors in targeted retirement funds.
Vanguard to Pay $106 Million Over Retirement Fund Violations
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
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Vanguard to pay $106 million to settle SEC charges over misleading TDF disclosures
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard Settles With SEC Over Surprise Capital-Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
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SEC Fines Vanguard for Misleading Retail Target Date Fund Investors
The regulator determined that the firm failed to provide accurate details regarding the capital gains and tax consequences ...